Lesson 55 — Higher-Order Derivatives
Second derivative (concavity, acceleration), third derivative (jerk), nth-order formulas, inflection points, and a preview of Taylor series.
Used in: Cálculo I (Brasil) · Equiv. Math III japonês (cap. 4) · Equiv. Analysis LK alemão
The second derivative is the derivative of the derivative. Physically: if is position, then is velocity and is acceleration. Geometrically: means the curve is concave up (a smile); means the curve is concave down (a frown). Where changes sign, there is an inflection point.
Rigorous notation, full derivation, hypotheses
Rigorous Definition
Higher-Order Derivatives
"If , then the second derivative of is the derivative of and is denoted or . The process of calculating successive derivatives is called repeated differentiation." — OpenStax Calculus Vol. 1, §3.2
Equivalent Notations
| Notation | Reading | Observation |
|---|---|---|
| "f double prime of x" | Newton; | |
| "d squared y over d x squared" | Leibniz | |
| "D squared f" | operational | |
| "y double dot" | physics; independent variable is | |
| "f nth of x" | general order | |
| "d nth y" | general Leibniz |
Table: Closed-form -th order formulas
| Validity | ||
|---|---|---|
| , | ||
| ; zero if | ||
| , | ||
| , |
Geometric Meaning — Concavity
"If for all in , then is concave up on . If for all in , then is concave down on ." — Active Calculus, §1.6
Concavity determined by the sign of f''. On the blue curve, f'' > 0 — the function "opens upwards". On the orange curve, f'' < 0 — the function "closes downwards".
Leibniz Rule for Product
A perfect analogue of Newton's binomial theorem: replace power with the corresponding order derivative.
Taylor Polynomial of Degree
Solved Examples
Exercise list
40 exercises · 10 with worked solution (25%)
- Ex. 55.1Application
Let . Calculate and .
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First derivative: . Second derivative: . The constant term disappears with each differentiation.Show step-by-step (with the why)
- Identify the function. . Goal: differentiate twice.
- First derivative. Applying the power rule to each term: . The constant term disappears.
- Second derivative. Differentiating : . The constant term disappears.
- Trick: each differentiation reduces the degree by 1 and multiplies by that degree. Quick check: degree of is 3, degree of is 1. Correct.
- Ex. 55.2Application
Let . Calculate .
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First derivative: . Second derivative: . - Ex. 55.3Application
Let . Calculate .
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First derivative: . Second derivative: . - Ex. 55.4Application
Let . Calculate .
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By the chain rule: . Second derivative: . - Ex. 55.5Application
Let . Calculate .
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has . Second derivative: .Show step-by-step (with the why)
- First derivative. .
- Second derivative. Differentiating by the power rule: .
- Observation: for all — the logarithm is concave down throughout its domain.
- Ex. 55.6ApplicationAnswer key
Let . Calculate .
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By the product rule: . Differentiating again: . - Ex. 55.7Application
Let . Calculate .
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By the product rule: . Differentiating again: . - Ex. 55.8Application
Let . Calculate .
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, , . - Ex. 55.9ApplicationAnswer key
Let . Calculate .
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By the quotient rule: . . By the chain and product rules: . At : . - Ex. 55.10Application
Let . Calculate .
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. . . Note that for all — the square root is concave down. - Ex. 55.11ApplicationAnswer key
Let . Calculate .
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, , , . Each differentiation multiplies by 2 and advances the sine-cosine cycle. - Ex. 55.12Application
Let . Calculate .
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is a polynomial of degree 4. The fifth derivative of any polynomial of degree 4 is zero, because is constant and the derivative of a constant is zero. - Ex. 55.13Application
Let . Determine for all .
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Each differentiation of by the chain rule multiplies by 2: , . In general . - Ex. 55.14ApplicationAnswer key
Determine .
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The sine function has a derivative cycle of period 4. , remainder 0. Therefore . - Ex. 55.15Application
Let . Determine the general formula .
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. , , . Pattern: . Alternating sign comes from the product of consecutive negative factors.Show step-by-step (with the why)
- Calculate the first derivatives. : , , .
- Identify the pattern. Coefficient of : . Exponent: .
- Write the general formula. .
- Curiosity: this formula is a special case of the derivative of : , with .
- Ex. 55.16Application
For , determine the inflection points and intervals of concavity.
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. Zeros at and . in , in , in . Both zeros are inflections (sign changes at each one).Show step-by-step (with the why)
- Calculate . . . .
- Zeros of . or .
- Sign table. At : . At : . At : .
- Conclusion. changes sign at both points — inflections at and .
- Mental shortcut: when factors as a product of two distinct linear factors, each zero is automatically an inflection (sign alternates at each simple zero).
- Ex. 55.17Application
For , determine the intervals of concavity and the inflection point.
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. . For : (concave down). For : (concave up). Inflection at , with . - Ex. 55.18ApplicationAnswer key
For , calculate .
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. By the chain rule: . By the product rule: . At : . - Ex. 55.19Application
For , determine the inflection points.
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. . . Zeros: (double) and . At , ; at , ; at , . Sign change at and — both are inflections. - Ex. 55.20Understanding
If , can we conclude that is an inflection point of ?
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Counterexample: . and . But throughout — it does not change sign. Sufficient condition for inflection: changes sign when passing through . - Ex. 55.21Understanding
If and , what can be concluded about ?
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If and , by the 2nd order Taylor expansion: for small . Thus is a local minimum. The positive curvature ensures that the function "opens upwards" around . - Ex. 55.22Application
Determine the concavity of throughout its domain.
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has for all . Therefore is concave up throughout its domain. This implies that is a strictly convex function. - Ex. 55.23ApplicationAnswer key
Analyze the concavity of and identify the inflection point.
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. . For : (concave down). For : (concave up). Inflection at — the point is where the curve changes from a "frown" to a "smile". - Ex. 55.24Application
For , determine the intervals of concavity and the inflection points.
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. . Zeros: . in and ; in . Inflections at and , with . - Ex. 55.25Understanding
Explain why and why for all .
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For sine: differentiating four times cycles through , returning to the starting point — period 4. For the exponential: — it is the only fixed point of the derivative operator (up to a multiplicative constant), therefore for all . - Ex. 55.26ApplicationAnswer key
Derive the formula for from the product rule, and identify the analogy with Newton's binomial theorem.
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By the product rule: . Differentiating again: . The coefficient 2 in the mixed term is analogous to the binomial . - Ex. 55.27Application
Let . Calculate .
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. The coefficient of the term in the binomial expansion is . Therefore (constant). Evaluating at : . - Ex. 55.28Modeling
Position of a particle: (meters, in seconds). Calculate , , and , and interpret .
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. Velocity: ; m/s. Acceleration: ; m/s². Jerk: ; m/s³. The zero jerk at indicates that the acceleration is at its maximum (inflection point of the acceleration curve).Show step-by-step (with the why)
- Velocity. . m/s.
- Acceleration. . m/s².
- Jerk. . m/s³.
- Interpretation: jerk = 0 at means that the acceleration is not changing at that instant — it has reached its extreme value.
- Ex. 55.29Modeling
Pendulum: . Calculate and verify that .
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. . . Therefore — equation of a simple pendulum (for small amplitudes). The second derivative of angular position is proportional to position, with a negative sign — principle of restoration. - Ex. 55.30Modeling
Production cost: (RC''(q)$ and interpret the inflection point as "minimum marginal cost".
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. (marginal cost). . Zero at . For : (decreasing marginal cost). For : (increasing marginal cost). Inflection at is the point of minimum marginal cost — maximum scale efficiency.Show step-by-step (with the why)
- Calculate . . .
- Zero of . .
- Sign. for ; for . Sign change: inflection confirmed.
- Economic interpretation: the marginal cost reaches its minimum at . Producing below 2 units: there is still a gain in scale. Above 2: marginal cost starts to rise.
- Ex. 55.31ModelingAnswer key
Vehicle position: (meters). Calculate , , and determine when acceleration is zero.
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. Velocity: . Acceleration: . Jerk: m/s³ (constant). Acceleration zero at s. For : ; for : . Constant jerk indicates linear variation of acceleration. - Ex. 55.32Modeling
Projectile height: . Calculate and identify its physical meaning.
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. (velocity). m/s² — the gravitational acceleration, constant and negative (points downwards). The second derivative of position under gravity is always , independent of and . - Ex. 55.33Modeling
In a mechanical system, the potential energy has a critical point at . What does versus imply about the stability of the equilibrium?
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In a system with potential energy , equilibrium occurs where . The second derivative test classifies: — has a local minimum, stable equilibrium (system returns if perturbed). — has a local maximum, unstable equilibrium (system escapes if perturbed). The second derivative quantifies the curvature of the potential, i.e., the effective stiffness of the system. - Ex. 55.34Modeling
Using the first three derivatives of at , write the Taylor polynomial and estimate the error for .
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. , , . . For : ; ; error . - Ex. 55.35ModelingAnswer key
Write the Taylor polynomial of degree 2 for around and verify for .
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. , , . . For : ; . Excellent approximation — error term is of order . - Ex. 55.36Challenge
Calculate for and write the Taylor polynomial around .
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For : , , . Pattern: . At : . Therefore , and . - Ex. 55.37Challenge
For (), calculate using logarithmic differentiation.
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Take logarithm: . Differentiate: , so . Differentiate again by the product rule: . - Ex. 55.38Challenge
State Leibniz's formula and describe the structure of the induction argument that proves it.
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See the referenced source for the detailed solution. - Ex. 55.39ProofAnswer key
Proof. Let be twice differentiable on , with and . Does there exist with ? Justify.
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Given and differentiable, by Rolle's Theorem there exists with . Since , there exists some point where . In particular, has zeros (at least ). Applying Rolle's to in an interval where takes the same value at two points (or using MVT between a zero of and a point where ), we obtain with . - Ex. 55.40Proof
Proof. Prove that if is twice differentiable and on , then is convex on .
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If in , then is non-decreasing. Given in , write with . By the MVT: and (monotonicity of ). Multiplying the first by and the second by and combining, we obtain — definition of convexity.
Sources
- Active Calculus 2.0 — Boelkins · 2024 · §1.6 (The Second Derivative), §8.3 (Taylor Polynomials). Primary source. CC-BY-NC-SA.
- Calculus, Volume 1 — OpenStax · 2016 · §3.2 (The Derivative as a Function), §4.5 (Derivatives and the Shape of a Graph). CC-BY-NC-SA.
- APEX Calculus — Hartman et al. · 2024 · v5 · §2.2 (Interpretations of the Derivative), §3.4 (Concavity and the Second Derivative). CC-BY-NC.